Levy and Charges | Goldin Equities

Schedule of Commission and Service Charges (in HK$)

Brokerage Commission
	Service charges	Minimum	Maximum
Commission charges	0.25% of total consideration	HK$100.00	N/A
Stock Trading
CCASS Fee	0.002% of Total consideration (rounded up to the nearest cent)	HK$2.00	HK$100.00
Contract Stamp	0.1% of Total consideration (any fraction of HK$1 in stamp duty payable shall be rounded up to the nearest HK$1.00)	N/A	N/A
Trading Fee	0.005% of Total consideration	N/A	N/A
Transaction Levy	0.0027% of Total consideration	N/A	N/A
Nominee Services
Stock deposit charges	Free	N/A	N/A
Transfer Deed Stamp Duty	HK$5.00 per each certificate	N/A	N/A
Stock withdrawal charges	HK$5.00 per board / Odd lot	N/A	N/A
SI Instruction
Received	Free	N/A	N/A
Delivery	0.1% of gross value per instruction	HK$100.00	N/A
ISI Instruction
Received	Free	N/A	N/A
Delivery	Free	N/A	N/A
Stock custody fee	Free	N/A	N/A
Bonus collection fee / Offer collection charges	HK$2.00 per lot	HK$20.00	N/A
Rights collection charges	Free	N/A	N/A
Subscription of new issue	HK$50.00 + HK$0.80 per lot	N/A	N/A
Excess rights subscription of new issue	HK$50.00	N/A	N/A
Voting service charges	Free	N/A	N/A
Dividend collection fee	0.5% of dividend amount	N/A	N/A
Share Privatization	Scrip Fee + HK$0.80 per lot + handling fee HK$100.00	N/A	N/A
Scrip Fee	HK$2.00 per lot	N/A	N/A
Deemed book close scrip fee (no dividend)	Free	N/A	N/A
Other corporate actions	HK$50.00 + HK$0.80 per lot	N/A	N/A
Banking Service Charges
Chats Payment to Local Bank	HK$200.00	N/A	N/A
TT Payment	HK$300.00 or subject to paying bank	N/A	N/A
Others
Registration of shares	HK$2.50 per each certificate + handling fee HK$100.00 for physical registration of shares per each stock	N/A	N/A
Entittlement claim ( bonus & dividend )	HK$300.00 + CCASS cost	HK$300.00	N/A
CCASS sub-account fee	HK$100.00 per month per account	HK$100.00	N/A
Electronic Application instructions	HK$50.00 per instruction	N/A	N/A
Return cheque charges	HK$100.00	HK$100.00	N/A
Compulsory share buy-back Fees	Amounts specified by HKSCC	N/A	N/A
Hard copy statement fee	HK$100.00 monthly	N/A	N/A
Reprint Daily Statement	Within 1 month Over 1 month Over 12 months	Free HK$100.00 HK$200.00
Reprint Monthly Statement	Within 3 months Over 3 months Over 12 months	Free HK$100.00 HK$200.00

Notes:　

All charges will be debited on the statement on the day of the instruction, and incur interest charges simultaneously.
From time to time, these fees and charges may be varied. Such variations will be notified to clients and become effective in accordance with the relevant terms and conditions. These charges take effect from 01 Jan 2019.